Privacy Policy For Ego Death Financial LLC.

Privacy Policy for Ego Death Financial LLC Last Updated: September 24, 2025. At Ego Death Financial LLC we are committed to protecting the privacy and security of our clients' personal information. As a Registered Investment Adviser, we adhere to strict standards to safeguard your data in compliance with applicable laws, including the Securities and Exchange Commission (SEC) Regulation S-P. This Privacy Policy explains how we collect, use, disclose, and protect your personal information.

1. Information We Collect: We may collect the following types of personal information from you when you engage with our services, visit our website, or communicate with us:

• Personal Identifiers: Name, address, email address, phone number, Social Security number, date of birth, or other identifiers.
• Financial Information: Bank account details, investment account information, income, net worth, investment goals, and transaction history.
• Professional Information: Employment details, income sources, or business-related financial data.
• Website Usage Data: IP address, browser type, device information, and website interaction data (e.g., cookies, analytics).
• Other Information: Information you provide through forms, surveys, or communications with us.

We collect this information directly from you (e.g., via client agreements, forms, or meetings), automatically through our website, or from third parties (e.g., custodians, financial institutions, or service providers) with your consent.

2. How We Use Your Information: We use your personal information to:

• Provide investment advisory services, including financial planning and portfolio management.
• Process transactions and manage your accounts.
• Communicate with you about your accounts, services, or updates.
• Comply with legal and regulatory obligations (e.g., SEC requirements, anti-money laundering laws).
• Improve our services, website, and client experience.
• Protect against fraud or unauthorized activity.

3. How We Share Your Information: We do not sell your personal information. We may share your information only in the following circumstances:

• With Service Providers: We may share information with third-party service providers (e.g., custodians, brokers, or technology providers) who assist us in delivering our services, subject to confidentiality agreements.
• For Legal Purposes: We may disclose information to comply with legal obligations, respond to regulatory inquiries, or protect our rights, clients, or the public.
• With Your Consent: We may share your information with third parties if you provide explicit consent (e.g., to coordinate with your accountant or attorney).
• Business Transfers: In the event of a merger, acquisition, or sale of assets, your information may be transferred as part of the transaction, with appropriate safeguards.

4. How We Protect Your Information: We implement reasonable physical, technical, and administrative safeguards to protect your personal information, including:

• Encryption of sensitive data in transit and at rest.
• Access controls to limit data access to authorized personnel.
• Regular security assessments and employee training. Despite these measures, no system is completely secure, and we cannot guarantee absolute protection against unauthorized access.

5. Your Choices and Rights: You have certain rights regarding your personal information, subject to applicable law:

• Access and Correction: You may request access to or correction of your personal information by contacting us.
• Opt-Out of Marketing: You may opt out of marketing communications by following the unsubscribe instructions in our emails or contacting us.
• Cookies: You can manage cookie preferences through your browser settings. Note that disabling cookies may affect website functionality. Residents of certain states (e.g., California under the CCPA) may have additional rights, such as requesting deletion of their data or opting out of certain data sharing. Contact us to exercise these rights.

6. Retention of Information: We retain your personal information only for as long as necessary to fulfill the purposes outlined in this policy, comply with legal obligations, or resolve disputes. For example, we may retain client records for at least five years, as required by SEC regulations.

7. Third-Party Websites: Our website may contain links to third-party websites. We are not responsible for the privacy practices or content of these sites. Please review their privacy policies before providing personal information.

8. Children's Privacy: Our services are not directed to individuals under 18. We do not knowingly collect personal information from minors. If we learn that we have collected such information, we will take steps to delete it.

9. Changes to This Privacy Policy: We may update this Privacy Policy periodically to reflect changes in our practices or legal requirements. We will notify you of material changes by posting the updated policy on our website or through other communication channels. The "Last Updated" date indicates when the policy was last revised.

10. Contact Us: If you have questions about this Privacy Policy or wish to exercise your rights, please contact us at:

• Email: alexander.roberts@egodeathfinancial.com
• Phone: 505.216.2449
• Mail: Ego Death Financial LLC, 7820 Pan American Fwy NE suite #3, 87109